COB A4.1.1

Pursuant to COB section 6.10, a periodic statement, as at the end of the period covered, must contain the following general information:

(a) the number, description and value of each Investment;
(b) the amount of cash held;
(c) the total value of the portfolio; and
(d) a statement of the basis on which the value of each Investment has been calculated.
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]