COB A2.1.1

The key information which an Authorised Firm is required to provide to a Client and include in the Client Agreement with that Client pursuant to COB Rule 3.3.2 must include:

(a) the core information set out in:
(i) COB Rule A2.1.2(1) if it is a Retail Client; and
(ii) COB Rule A2.1.2(2) if it is a Professional Client;
(b) where relevant, the additional information required under COB Rule A2.1.3 for Investment Business and COB Rule A2.1.4 for Investment Management;
(c) the additional terms set out in COB Rules A2.1.5 and A2.1.6 if the Client Agreement relates to the use of a Crowdfunding Platform; and
(d) the additional terms set out in COB Rule A2.1.7 if the Client Agreement relates to Providing Money Services or Arranging or Advising on Money Services.
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]
[Added] DFSA RMI202/2017 (Made 14th June 2017). [VER29/08-17]
[Added] DFSA RMI267/2020 (Made 26th February 2020). [VER36/04-20]