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COB A1.1.3

An Authorised Firm must, pursuant to COB Rule 6.7.4(3), make a record of the following:

(a) the identity of the Person instructed;
(b) the terms of the instruction; and
(c) the date and time that the instruction was given.
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]