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COB 9.8.1 Guidance

1. An ATS Operator should not refer to a facility, where both Investment Tokens and conventional Investments are traded, using terms referred to in COB Rule 9.8.1.
2. An ATS Operator that trades both conventional Investments and Investment Tokens may operate a distinct facility on which only Investment Tokens are traded, provided it is able to effectively maintain and demonstrate a clear separation between that facility and its other facilities on which conventional Investments are traded or cleared.

 

Derived from DFSA RMI311/2021 (Made 30th June 2021). [VER39/10-21]