COB 9.5.2 Guidance

Through the use of such testing methodologies, the ATS Operator should be able to ensure, amongst other things, that:

a. its systems and controls are compatible with its operations and functions;
b. compliance and risk management controls embedded in its system operate as intended (for example by generating error reports automatically); and
c. it can continue to work effectively in stressed market conditions.
[Added] DFSA RM123/2013 (Made 13th June 2013) [VER22/07-13]