COB 9.3.4

An ATS Operator must establish and maintain adequate and effective systems and controls, including policies and procedures, to ensure that its members and other Persons to whom access to its facility is provided through members comply with its Operational Rules and where any gaps or deficiencies are identified, they are promptly addressed.

[Added] DFSA RM123/2013 (Made 13th June 2013) [VER22/07-13]