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COB 9.1.2 Guidance

Under COB Rule 9.3.1(1)(e), an ATS Operator that is Operating a Facility for Investment Tokens is permitted to admit certain additional Persons as members, where their access is only for trading or clearing of Investment Tokens. Such Persons are defined in GLO and referred to in this module as Direct Access Members.

 

Derived from DFSA RMI311/2021 (Made 30th June 2021). [VER39/10-21]