COB 9.1.1 Guidance

1. The Financial Service of Operating an Alternative Trading System can be either operating a Multilateral Trading Facility (MTF) or operating an Organised Trading Facility (OTF). See GEN Rule 2.22.1.
2. An ATS Operator that is Operating a Facility for Investment Tokens is, in addition to the requirements in this chapter, subject to the applicable requirements in chapter 14.
[Added] DFSA RM123/2013 (Made 13th June 2013) [VER22/07-13]
[Added] DFSA RMI311/2021 (Made 30th June 2021). [VER39/10-21]