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COB 6.3.5

If an Authorised Firm acts as a manager or co-manager of an initial public offering or a secondary offering, it must take reasonable steps to ensure that:

(a) it does not publish Investment Research relating to the Investment during a Quiet Period; and
(b) an Investment Analyst from the Authorised Firm does not make a Public Appearance relating to that Investment during a Quiet Period.
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]