COB 6.11.2

(1) An Authorised Firm which holds or controls Client Money must comply with sections 6.12 and 6.14.
(2) An Authorised Firm which holds or controls Client Investments or Provides Custody must comply with sections 6.13 and 6.14.
(3) An Authorised Firm which Arranges Custody must comply with the requirements in COB Rule A6.5.1A (on suitability of non-DIFC custodians) and A6.7.1(1) (on disclosure) in APP 6 and in section 6.14 (Record keeping).
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]
[Amended] DFSA RM66/2009 (Made 1st August 2009). [VER16/08-09]
[Amended] DSFA RM185/2016 (Made 7th December 2016). [VER28/02-17]