COB 6.11.1
(1) This section applies to an Authorised Firm which:
(a) holds or controls Client Assets ; or
(b) Provides Custody .
(2) This section applies to an Authorised Firm Arranging Custody only to the extent specified in COB Rule 6.11.2(3).
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]
[Amended] DSFA RM185/2016 (Made 7th December 2016). [VER28/02-17]
[Amended] DSFA RM185/2016 (Made 7th December 2016). [VER28/02-17]