COB 6.11 Client Assets | Rulebook

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Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER39/10-21]
COB 6 Additional Rules — Investment Business
COB 6.11 Client Assets

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Versions

‹ COB 6.10.4

Application ›

COB 6.11 Client Assets

Application
- COB 6.11.1
General Requirements
- COB 6.11.2
- COB 6.11.3
Holding or Controlling Client Assets
- COB 6.11.4

‹ COB 6.10.4

Application ›

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© 2020 DFSA refers to the Dubai Financial Services Authority, a body established under Dubai law as the independent regulator of financial services and related activities for the DIFC.