COB 3.5 Conflicts of Interest | Rulebook

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Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER39/10-21]
COB 3 Core Rules — Investment Business, Accepting Deposits, Providing Credit, Providing Trust Services, Operating a Crowdfunding Platform, Operating An Employee Money Purchase Scheme And Acting As The Administrator Of An Employee Money Purchase Scheme
COB 3.5 Conflicts of Interest

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Versions

‹ COB 3.4.3

Fair Treatment ›

COB 3.5 Conflicts of Interest

Fair Treatment
- COB 3.5.1
Attribution of Knowledge
- COB 3.5.2
Inducements
- COB 3.5.3
- COB 3.5.4
- COB 3.5.5
- COB 3.5.6
- COB 3.5.7

‹ COB 3.4.3

Fair Treatment ›

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