COB 3.2.5

An Authorised Firm must take reasonable steps to ensure that:

(a) any marketing material intended for Professional Clients is not sent or directed to any Persons who are not Professional Clients; and
(b) no Person communicates or otherwise uses the marketing material on behalf of the Authorised Firm in a manner that amounts to a breach of the requirements in this section.
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]