COB 3 Guidance
1. The Rules in this chapter give support to the
Principles in GEN section 4.2 and in particular Principles 1, 2, 6 and 7.
2. There are additional Rules that apply to
Authorised Firms in other chapters of this module, which are more specific to the nature of the Financial Service conducted by the Authorised Firm.
Derived from DFSA RM56/2008 (Made 1st July 2008). [VER14/07-08]