‹ COB 1.1.2 Guidance COB 2.1 Application › COB 2 Client Classification COB 2.1 Application COB 2.1.1 Exclusions COB 2.2 Overview COB 2.2 Guidance COB 2.3 Types of Clients COB 2.3.1 Retail Clients Professional Clients 'Deemed' Professional Clients 'Service-based' Professional Clients 'Assessed' Professional Clients COB 2.4 Procedures relating to client classification Option for a Professional Client to be classified as a Retail Client Assessment of net assets Assessment of knowledge and experience Reliance on a classification made elsewhere Group clients COB 2.5 Record keeping COB 2.5.1 COB 2.5.2 COB 2.5.3 Guidance COB 2.6 Transitional Rules COB 2.6.1 COB 2.6.2 COB 2.6.3 ‹ COB 1.1.2 Guidance COB 2.1 Application ›
