COB 14.3.4 Guidance

Where an ATS Operator appoints a non-DIFC firm regulated by a Financial Services Regulator, it must undertake sufficient due diligence to establish that the non-DIFC firm is subject to an equivalent level of regulation as under the DFSA regime in respect of that service.


Derived from DFSA RMI311/2021 (Made 30th June 2021). [VER39/10-21]