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COB 11.6.4

(1) The operator must ensure that a Retail Client provides a signed risk acknowledgement form for each Investment that it makes using the platform.

(2) The risk acknowledgement form under (1) must:

(a) set out clearly the risks referred to in COB Rule 11.3.1;
(b) require the Retail Client to confirm that he understands those risks; and
(c) be provided before, or at the same time as, the Retail Client commits to making the Investment.
Derived from DFSA RMI254/2019 (Made 26th June 2019). [VER33/07-19]