CIR A5.1.1
(1) The Constitution of a Domestic Fund must contain all the information prescribed in the following table except where it is an Exempt Fund , in which case, it must contain the information specified in A, C, D, F, G, H, K and M.
(2) The requirements in the following table do not apply in respect of the Constitution of a Qualified Investor Fund .
A | General Information |
The following information:
(1) The name of the
(2) The
(3) That the
(4) That the
(5) The legal form of the
(6) If the
(7) If the
(8) If the
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B | General Statements |
The following information:
(1) The
(2)
(a) The
(b) The
(3) Whether the duration of the
(4) That fees, charges and other expenses of the
(5) The maximum and minimum sizes of the
(6) That the
(7) That a
(8) That payments to the
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C | Where the Fund is a Trust |
The following information:
(1) The
(a) is binding on each
(b) authorises and requires the
(2) Subject to the provisions of these
(a) the
(b) the sums standing to the credit of any distribution account are held by the
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D | Investment Objectives |
(1) Information covering the investment objectives of the
(a) whether the aim of the
(b) the types of
(c) if the
(2) Details of any investment, borrowing or stock lending restrictions or, in the event that there are no such restrictions, a statement to that effect.
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E | Units in the Fund |
A statement specifying:
(a) the classes of
(b) the rights attaching to
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F | Limitations |
Details as to:
(a) the provisions relating to any restrictions on the right to redeem
(b) the circumstances in which the issue of the
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G | Income and distribution |
(1) Details of who is carrying out the calculation, transfer, allocation and distribution of income for any class of
(2) Information regarding the provision for the payment of income, if any, and the date on which such distribution shall be made.
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H | Base currency |
A statement specifying the base currency of the |
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I | Meetings |
Details of the procedures for the convening of meetings and the procedures relating to resolutions, voting and the voting rights of |
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J | Oversight arrangements |
Details of the oversight arrangements, and if the |
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K | Termination and suspension |
Details as to:
(a) the grounds under which the
(b) the methodology for determining the rights of
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L |
Modification of the |
Details of the manner in which alterations to the |
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M | Responsibility statement |
A statement that nothing in the |
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N | Other relevant matters |
Details of those matters which enable the |
Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]
[Amended] DFSA RM137/2014 (Made 21st August 2014). [VER17/06-14]
[Amended] RM158/2015 (Made 9th December 2015). [VER19/02-16]
[Amended] DFSA RM137/2014 (Made 21st August 2014). [VER17/06-14]
[Amended] RM158/2015 (Made 9th December 2015). [VER19/02-16]