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CIR 6A.1.4

Without limiting any other obligations of the Fund Manager under the Law or these Rules, a Fund Manager using a Fund Platform must ensure that the ICC:

(a) maintains adequate infrastructure to provide services to Funds on the Fund Platform, taking into account the type or specialist class of each particular Fund;
(b) does not carry on any activity in relation to a Fund on the Fund Platform, other than the activities which the Fund Manager is authorised and permitted to undertake in respect of the relevant Fund;
(c) does not provide any service to a Fund that is not an Incorporated Cell of the ICC; and
(d) maintains procedures and up-to-date records to demonstrate to the DFSA:
(i) the activities that the ICC undertakes in relation to each Fund on the Fund Platform; and
(ii) that all applicable requirements have been met in respect of each Fund on the Fund Platform, taking into account the type or specialist class of the relevant Fund.