CIR 15.1.10

(1) An Authorised Firm must submit to the DFSA, by the end of January each year, a report regarding any Offer or Transaction in respect of a Unit of any Domestic Fund or Foreign Fund which has been made during the preceding calendar year.
(2) The report required under (1) must include the details of:
(a) the name of the Fund and its Fund Manager; and
(b) if the Fund is a Foreign Fund:
(i) whether it is a Designated Fund and, if so, in which Recognised Jurisdiction it is authorised or approved; and
(ii) if it is not a Designated Fund, the other criteria under which the Authorised Firm has relied when marketing the Units of the relevant Foreign Fund. .
Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]
[Amended] DFSA RM168/2016 (Made 10th February 2016). [VER21/04-16]