Authorised Firm must submit to the DFSA, by the end of January each year, a report regarding any Offer or Transaction in respect of a Unit of any Domestic Fund or Foreign Fund which has been made during the preceding calendar year.
(2) The report required under (1) must include the details of:
(a) the name of the
Fund and its Fund Manager; and
(b) if the
Fund is a Foreign Fund:
(i) whether it is a
Designated Fund and, if so, in which Recognised Jurisdiction it is authorised or approved; and
(ii) if it is not a
Designated Fund, the other criteria under which the Authorised Firm has relied when marketing the Units of the relevant Foreign Fund. .