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DFSA Rulebook

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Dubai Financial Services Authority (DFSA)

  • Dubai Financial Services Authority (DFSA)
    • Laws
    • Recognised Jurisdictions and Funds
    • Declaration Notices
    • Financial Markets Tribunal
    • Archive
    • Rulebook Modules
      • Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER19/04-22]
      • Authorised Market Institutions (AMI) [VER21/04-22]
      • Auditor Module (AUD) [VER05/04-22]
      • Conduct of Business Module (COB) [VER39/10-21]
      • Collective Investment Rules (CIR) [VER/33/06-22]
        • Part 1 Introduction
        • Part 2 Definitional Provisions
        • Part 3 Fund Functionaries
        • Part 4 Core Rules Relating to Establishment and Management of Domestic Funds
        • Part 5 Rules Specific to Different Types of Domestic Funds
        • Part 6 Rules Specific to Specialist Classes of Domestic Funds
        • Part 7 Marketing of Domestic and Foreign Funds
          • Guidance
          • CIR 14 Marketing of Domestic Funds and Prospectus Disclosure
          • CIR 15 Marketing of Foreign Funds
            • CIR 15.1 Access to Foreign Funds and Availability of Prospectus
              • CIR 15.1 Guidance
              • Application
                • CIR 15.1.1
              • Clients to Whom Offers of Units of Foreign Funds can be Made
              • Prospectus Disclosure Relating to Foreign Funds
              • Designated Foreign Fund Criteria
              • Other Foreign Fund criteria
              • Foreign Property Funds
              • Recommendation-Based Offers of Units of Foreign Funds
              • Offer of Units of Foreign Funds under Article 54(1)(c) of the Law
              • Periodic Information to DFSA
              • Record Keeping
        • Part 8 Transfer Schemes and Winding Up of Domestic Funds
        • Part 9: [Deleted]
        • CIR App 1 Delegation And Outsourcing
        • CIR App 2 Meeting Procedures
        • CIR App 3 Approvals and Notifications
        • CIR App 4 Guidance On Asset Valuation And Pricing
        • CIR App 5 Constitution of a Domestic Fund
        • CIR App 6 Guidance on Fitness and Propriety for Oversight Functions [Deleted]
        • CIR App 7 [Deleted]
        • CIR App 7 Content of a Public Fund Prospectus
        • CIR App 8 Guidance for Hedge Fund Managers
        • CIR App 9 Use of Price Information Providers
      • Fees Module (FER) [VER26/06-22]
      • Fund Protocol Rules (FPR) [VER1/02-19]
      • General Module (GEN) [VER55/06-22]
      • Glossary Module (GLO) [VER54/06-22]
      • Islamic Finance Rules (IFR) [VER18/10-21]
      • Markets Rules (MKT) [VER18/10-21]
      • Price Stabilisation Module (PRS) [VER7/04-18]
      • Prudential — Insurance Business Module (PIN) [VER17/04-21]
      • Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER42/06-22]
      • Recovery and Resolution (RAR) [VER1/04-21]
      • Recognition (REC) [VER12/01-18]
      • Representative Office Module (REP) [VER11/09-21]
      • Takeover Rules Module (TKO) [VER08/04-20]
      • Archive
    • Sourcebook Modules
    • Consultation Papers
    • Policy Statements
    • DFSA Codes of Practice
    • Amendments to Legislation
    • Media Releases
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  1. Dubai Financial Services Authority (DFSA)
  2. Rulebook Modules
  3. Collective Investment Rules (CIR) [VER/33/06-22]
  4. Part 7 Marketing of Domestic and Foreign Funds
  5. CIR 15 Marketing of Foreign Funds
  6. CIR 15.1 Access to Foreign Funds and Availability of Prospectus
  7. Application
  8. CIR 15.1.1
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‹ Application Clients to Whom Offers of Units of Foreign Funds can be Made ›

CIR 15.1.1

Only Rules 15.1.1A, 15.1.2, 15.1.4, 15.1.5(a), 15.1.8, 15.1.9, 15.1.10 and 15.1.11 apply to an Offer of a Unit of a Foreign Fund that is a Passported Fund where the DIFC is the Host Jurisdiction.

Derived from RM235/2019 (Made 20th February 2019). [VER24/02-19]
‹ Application Clients to Whom Offers of Units of Foreign Funds can be Made ›
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