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CIR 14.4.9

A Fund Manager of an Exchange Traded Fund (ETF) must include in its Prospectus sufficient information to enable investors to clearly understand:

(a) the ETF's cost structure, covering:
(i) any performance fees of the Fund Manager, if applicable;
(ii) its operational costs; and
(iii) if applicable, costs of underlying transactions (such as swaps, brokerage commissions and additional costs associated with leverage or use of collateral, and the rebalancing of the portfolio costs); and
(b) any revenue derived by the Fund Manager through the use of the ETF's portfolio assets, and how that revenue is distributed between the ETF and the Fund Manager.
[Added] DFSA RM218/2018 (Made 22nd February 2018). [VER23/12-18]