CIR 1.3.1

For the purposes of Article 16(7)(a) of the Law:

(a) the criteria to be classified as a Professional Client are specified in COB Rule 2.3.3, and
(b) the criteria to be classified as a Retail Client are specified in COB Rule 2.3.2.
[Added] DFSA RM137/2014 (Made 21st August 2014). [VER17/06-14]
[Amended] DFSA RM150/2015 (Made 11th February 2015) [VER18/04-15]