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CIR 12.1.2

A Fund Manager of an Exempt Fund, when notifying the DFSA pursuant to Article 34 of the Law, must also include:

(a) a general description of the Fund including the nature of its investments and the intended size of the Fund in monetary terms;
(b) if it is a Hedge Fund which has appointed a prime broker pursuant to CIR Rule 13.6.3:
(i) the details relating to the identity of the prime broker and its Regulator; and
(ii) a legal certification that all the requirements in CIR Rule 13.6.3 relating to the use of prime brokers have been fully complied with by the Fund Manager;
(c) if it is an External Fund, the name of the jurisdiction in which the Fund is established or domiciled; and
(d) if it is an External Fund Manager, the name of the jurisdiction in which that Fund Manager is domiciled, and the details of the Appointed Fund Administrator or Trustee to that Fund for the purposes of CIR Rule 6.1.3.
Derived from RM72/2010 (Made 11th July 2010). [VER13/07-10]