CIR 10.3 Oversight Arrangements for Public Funds
- CIR 10.3 Guidance
- Permitted Oversight Arrangements
- Suitability Criteria for Persons Providing Oversight Function
- General Oversight Duties
- Proceedings of the Oversight Provider
- Principles and Disclosure of Interests
- Principle 1 - Integrity
- Principle 2 - Due skill, Care and Diligence
- Principle 3 - Market Conduct
- Principle 4 - Relations with the DFSA
- Systems and Controls Relating to Oversight
- Oversight Report
- Co-operation with Oversight Providers
- Record Keeping