Carrying on service with or for a Retail Client | Rulebook

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DFSA Rulebook

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Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER52/09-21]
GEN 7 Authorisation
GEN 7.3 Applications for endorsements
Carrying on service with or for a Retail Client

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‹ GEN 7.3 Applications for endorsements

GEN 7.3.1 ›

Carrying on service with or for a Retail Client

GEN 7.3.1
- GEN 7.3.1 Guidance

‹ GEN 7.3 Applications for endorsements

GEN 7.3.1 ›

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© 2020 DFSA refers to the Dubai Financial Services Authority, a body established under Dubai law as the independent regulator of financial services and related activities for the DIFC.