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Dubai Financial Services Authority (DFSA)

  • Dubai Financial Services Authority (DFSA)
    • Laws
    • Recognised Jurisdictions and Funds
    • Declaration Notices
    • Financial Markets Tribunal
    • Archive
    • Rulebook Modules
      • Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER19/04-22]
      • Authorised Market Institutions (AMI) [VER21/04-22]
      • Auditor Module (AUD) [VER05/04-22]
        • Part 1 Introduction
        • Part 2 Registered Auditors and Audit Principals
        • Part 3 Appointment and Resignation of Auditor and Conduct of Audits
        • AUD App 1 Regulatory Returns Auditors Report
        • AUD App 2 Client Money Auditor's Report
        • AUD App 3 Insurance Monies Auditor's Report
        • AUD App 4 Safe Custody Auditor's Report
        • AUD App 5 Fund Auditor's Report
        • AUD App 6 Public Listed Company Auditor's Report
        • AUD APP7 MONEY SERVICES AUDITOR'S REPORT
      • Conduct of Business Module (COB) [VER39/10-21]
      • Collective Investment Rules (CIR) [VER/33/06-22]
      • Fees Module (FER) [VER26/06-22]
      • Fund Protocol Rules (FPR) [VER1/02-19]
      • General Module (GEN) [VER55/06-22]
      • Glossary Module (GLO) [VER54/06-22]
      • Islamic Finance Rules (IFR) [VER18/10-21]
      • Markets Rules (MKT) [VER18/10-21]
      • Price Stabilisation Module (PRS) [VER7/04-18]
      • Prudential — Insurance Business Module (PIN) [VER17/04-21]
      • Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER42/06-22]
      • Recovery and Resolution (RAR) [VER1/04-21]
      • Recognition (REC) [VER12/01-18]
      • Representative Office Module (REP) [VER11/09-21]
      • Takeover Rules Module (TKO) [VER08/04-20]
      • Archive
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  1. Dubai Financial Services Authority (DFSA)
  2. Rulebook Modules
  3. Auditor Module (AUD) [VER05/04-22]
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  • Aug 21 2014 - Jul 31 2016
  • Aug 01 2016 - Jan 31 2017
  • Feb 01 2017 - Mar 31 2020
  • Apr 01 2020 - Apr 06 2022
  • Apr 07 2022
‹ AMI A3.2.9 Guidance Part 1 Introduction ›

Auditor Module (AUD) [VER05/04-22]

  • Part 1 Introduction
    • AUD 1 Application and Definitions
  • Part 2 Registered Auditors and Audit Principals
    • AUD 2 Registration
    • AUD 3 Suspension and Withdrawal of Registration
    • AUD 4 General Obligations
  • Part 3 Appointment and Resignation of Auditor and Conduct of Audits
    • AUD 5 Appointment and Resignation of Auditor
    • AUD 6 Conduct of Audits and Preparation of Audit Reports
  • AUD App 1 Regulatory Returns Auditors Report
    • AUD A1.1.1
    • AUD A1.1.2
  • AUD App 2 Client Money Auditor's Report
    • AUD A2.1.1
  • AUD App 3 Insurance Monies Auditor's Report
    • AUD A3.1.1
  • AUD App 4 Safe Custody Auditor's Report
    • AUD A4.1.1
  • AUD App 5 Fund Auditor's Report
    • AUD A5.1.1
  • AUD App 6 Public Listed Company Auditor's Report
    • AUD A6.1.1
  • AUD APP7 MONEY SERVICES AUDITOR'S REPORT
    • AUD A7.1.1
‹ AMI A3.2.9 Guidance Part 1 Introduction ›
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