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AML 15.3A.1

In this section:

(a) “regulatory concern”, in relation to a DNFBP, means a concern held by any person that the DNFBP or an officer or employee of the DNFBP has or may have:
(i) contravened a provision of legislation administered by the DFSA; or
(ii) engaged in money laundering, fraud or any other financial crime;
(b) “whistleblower” means a person who reports a regulatory concern to a person specified in Article 68A(3) of the Regulatory Law.

 

Derived from DFSA RMI321/2021 (Made 27th October 2021). [VER19/04-22]