AML 14.4.2

A Relevant Person must document, and provide to the DFSA immediately on request, any of the following:

(a) the risk assessment of its business undertaken under Rule 5.1.1;
(b) how the assessment in (a) was used for the purposes of complying with Rule 6.1.1(1);
(c) the risk assessment of the customer undertaken under Rule 6.1.1(1)(a); and
(d) the determination made under Rule 6.1.1(1)(b).
Derived from RM117/2013 [VER9/07-13]
[Amended] DFSA RM231/2018 (Made 6th June 2018) [VER15/07-18]