AML 13.3.1

A Relevant Person must ensure that where the Relevant Person's MLRO receives a notification under AML Rule 13.2.2, the MLRO, without delay:

(a) inquires into and documents the circumstances in relation to which the notification made under AML Rule 13.2.2 was made;
(b) determines whether in accordance with Federal AML legislation a Suspicious Activity Report must be made to the FIU and documents such determination;
(c) if required, makes a Suspicious Activity Report to the FIU as soon as practicable; and
(d) notifies the DFSA of the making of such Suspicious Activity Report immediately following its submission to the FIU.
Derived from RM117/2013 [VER9/07-13]
[Amended] DFSA RM196/2016 (Made 7th December 2016). [VER13/02-17]
[Amended] DFSA RM223/2018 (Made 18th April 2018). [VER14/07-18]
[Amended] DFSA RM258/2019 (Made 26th June 2019). [VER16/07-19]