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DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
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      • Overview of DFSA AML/CTF & Sanctions Obligations
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Dubai Financial Services Authority (DFSA)

  • Dubai Financial Services Authority (DFSA)
    • Laws
    • Recognised Jurisdictions and Funds
    • Declaration Notices
    • Financial Markets Tribunal
    • Archive
    • Rulebook Modules
      • Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER17/04-20]
        • AML 1 Introduction
          • AML 1.1 Application
          • AML 1.2 Responsibility for compliance with this module
          • AML 1.3 Application table
            • AML 1.3 Guidance
        • AML 2 Overview and Purpose of the Module
        • AML 3 Interpretation and Terminology
        • AML 4 Applying a Risk-Based Approach
        • AML 5 Business Risk Assessment
        • AML 6 Customer Risk Assessment
        • AML 7 Customer Due Diligence
        • AML 8 Reliance and Outsourcing
        • AML 9 Correspondent Banking, Electronic Fund Transfers and Audit
        • AML 10 Sanctions and Other International Obligations
        • AML 11 Money Laundering Reporting Officer
        • AML 12 AML Training and Awareness
        • AML 13 Suspicious Activity Reports
        • AML 14 General
        • AML 15 DNFBP Registration and Supervision
        • AML 16 Transitional Rules
      • Authorised Market Institutions (AMI) [VER18/02-17]
      • Auditor Module (AUD) [VER04/04-20]
      • Conduct of Business Module (COB) [VER36/04-20]
      • Collective Investment Rules (CIR) [VER/29/11-20]
      • Fees Module (FER) [VER24/11-20]
      • Fund Protocol Rules (FPR) [VER1/02-19]
      • General Module (GEN) [VER49/11-20]
      • Glossary Module (GLO) [VER48/11-20]
      • Islamic Finance Rules (IFR) [VER15/04-20]
      • Markets Rules (MKT) [VER16/04-20]
      • Price Stabilisation Module (PRS) [VER7/04-18]
      • Prudential — Insurance Business Module (PIN) [VER16/04-20]
      • Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER37/11-20]
      • Recognition (REC) [VER12/01-18]
      • Representative Office Module (REP) [VER10/04-18]
      • Takeover Rules Module (TKO) [VER08/04-20]
      • Archive
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  1. Dubai Financial Services Authority (DFSA)
  2. Rulebook Modules
  3. Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER17/04-20]
  4. AML 1 Introduction
  5. AML 1.3 Application table
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AML 1.3 Application table

  • AML 1.3 Guidance
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