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AML 11.3.1

A Relevant Person must ensure that its MLRO has:

(a) direct access to its senior management;
(b) sufficient resources including, if necessary, an appropriate number of appropriately trained Employees to assist in the performance of his duties in an effective, objective and independent manner;
(c) a level of seniority and independence within the Relevant Person to enable him to act on his own authority; and
(d) timely and unrestricted access to information sufficient to enable him to carry out his responsibilities in Rule 11.4.1.
Derived from RM117/2013 [VER9/07-13]