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AMI 9.9.3

Where, because of the occurrence of any event or circumstances, an Authorised Market Institution is unable to discharge any Regulatory Function, it must immediately give the DFSA written notice of its inability to discharge that function, and inform the DFSA of:

(a) what event or circumstance has caused it to become unable to do so;
(b) which of its Regulatory Functions it is unable to discharge; and
(c) what action, if any, it is taking or proposes to take to deal with the situation and, in particular, to enable it to recommence discharging that Regulatory Function.
Derived from RM118/2013 [VER15/07-13]