AMI 9.4.3

Where an Authorised Market Institution becomes aware that any of the following events have occurred in relation to a Key Individual, it must immediately give the DFSA notice of that event:

(a) a petition of bankruptcy is presented against a Key Individual;
(b) a bankruptcy order is made against a Key Individual; or
(c) a Key Individual entering into a voluntary arrangement with his creditors.
Derived from RM118/2013 [VER15/07-13]