Entire section Custom print Link Text Only Rich Text Print
  Versions

 

AMI 9.4.3

Where an Authorised Market Institution becomes aware that any of the following events have occurred in relation to a Key Individual, it must immediately give the DFSA notice of that event:

(a) a petition of bankruptcy is presented against a Key Individual;
(b) a bankruptcy order is made against a Key Individual; or
(c) a Key Individual entering into a voluntary arrangement with his creditors.
Derived from RM118/2013 [VER15/07-13]