Versions

 

AMI 5A.3.3

When an Authorised Market Institution Executes a Transaction in Investment Tokens for a Direct Access Member, the Authorised Market Institution must comply with the requirements relating to confirmation notes that would apply to an Authorised Firm under COB section 6.9 and COB App 3 section A3.1.

Derived from DFSA RMI310/2021 (Made 30th June 2021). [VER20/10-21]