AMI 5.11.1

An Authorised Market Institution must have an effective market surveillance program to:

(a) ensure that business conducted on or through its facilities is conducted in an orderly manner and in accordance with the applicable Business Rules and other applicable requirements so as to afford proper protection to investors; and
(b) monitor for conduct which may amount to Market Abuse, financial crime or money laundering.
Derived from RM118/2013 [VER15/07-13]