Without limiting Rule 3.3.2, an individual shall not be considered fit and proper for the the purposes of that Rule if he:
(a) is bankrupt;
(b) has been convicted of a serious criminal offence; or
(c) is incapable, through mental or physical incapacity, of managing his affairs.
[Added] DFSA RM133/2014 (Made 21st August 2014). [VER16/06-14]