(1) To be authorised as a
Key Individual an individual must demonstrate that he is fit and proper to perform the Licensed Function.
(2) In assessing whether an individual is fit and proper to perform a
Licensed Function under (1) the DFSA will consider:
(a) the individual's integrity;
(b) the individual's competence and capability;
(c) the individual's financial soundness;
(d) the individual's proposed role within the
Authorised Market Institution; and
(e) any other relevant matters.
[Added] DFSA RM133/2014 (Made 21st August 2014). [VER16/06-14]