AFN MKT1 Application for Prospectus Approval

Set out here are the preliminary notes relating to the form, click here click here to download the specific AFN form above, press "Read only" and then enter details where the form permits you to.

Purpose of this form

This form must be submitted by an Applicant who is required to issue a Prospectus pursuant to Article 14 of the Markets Law 2012 or a Supplementary Prospectus pursuant to Article 18 of the Markets Law 2012.

Notes for completing this form

•   In this form, the term Applicant means an applicant seeking the approval of a Prospectus in accordance with the requirements prescribed in the Markets Rules (MKT) of the DFSA Rulebook.
•   Defined terms are identified throughout this application form by the capitalisation of the initial letter of a word or phrase and are defined in the Glossary module (GLO) of the DFSA Rulebook.
•   A Prospectus includes the Summary, Registration Statement and Securities Note as specified in the MKT.
•    Where applicable, Applicants must submit documents and fees required under Rule 2.6 or 6.3 of the MKT.
•   This application form on the DFSA's website is in PDF format. Editable Microsoft Word version may be obtained from the DFSA on request.
•   A passport copy of the individual authorised to sign the declaration must be provided with this form.
•   Applications will not be processed until the relevant fee is paid in full to the DFSA. Details of the fee schedule are set out in the Fees module of the DFSA Rulebook. Please make the payment by bank transfer in US Dollars to the account listed below. Cheques or bank drafts will not be accepted.
Account name Dubai Financial Services Authority
Account number 020-683751-100
IBAN: AE080200000020683751100
Bank details HSBC Bank Middle East
PO Box 66, Dubai, UAE
Swift code BBMEAEAD
Reference to be quoted Application fee [applicant name]

(Kindly provide a copy of the remittance advice to the DFSA)