AFN CIR F3 [Deleted]

Set out here are the preliminary notes relating to the form, click hereclick here to download the specific AFN form above, press "Read only" and then enter details where the form permits you to.

Purpose of this form

The purpose of this form is to assist an Authorised Firm with its reporting requirements in the Collective Investment Rules of the DFSA Rulebook in relation to the marketing and selling of Foreign Funds and Domestic Funds.

The form consists of four sections:

1. Authorised Firm information
2. Marketing and selling of Foreign Funds
3. Marketing and selling of Domestic Funds
4. Declaration

All firms must complete sections 1 and 4, together with section 2 and 3 as applicable, or both, if this is the case.

On receipt of this form, the DFSA may, as appropriate, request any other information to provide further clarification.

Notes for completing this form

•   Defined terms are identified throughout this application form by the capitalisation of the initial letter of a word or phrase and are defined in the Glossary module (GLO) of the DFSA's Rulebook.
•   Questions must be answered fully and the use of abbreviations or acronyms should be avoided or defined.
•   Do not leave any questions blank. If a question is not applicable this should be indicated in the response section.
•   Answers must be typed in electronic format and the form must be signed by the Compliance Officer, Senior Executive Officer, or a Licensed Director/Partner of the Authorised Firm, or an individual designated by one of these persons for the purpose of completing this form.
Applicant's contact person for this notification  
Position/title  
Correspondence address  
Telephone / fax number:  
E-mail address