AFN CIR F2 [Deleted]

Set out here are the preliminary notes relating to the form, click here click here to download the specific AFN form above, press "Read only" and then enter details where the form permits you to.

Purpose of this form

The purpose of this form is to facilitate the notification requirement in CIR Rule 18.2.1 of the DFSA's Rulebook pursuant to Article 56 of the Collective Investments Law.

Article 56 of the Collective Investment Law 2006 requires the Operator of a Private Fund to notify the DFSA at least 14 days prior to the initial, and if a closed-ended Fund any subsequent, issue or offer of Units in the Fund.

Additional information is also required concerning certain prime broker arrangements set out under CIR Rule 18.2.1(b) where the Private Fund is also a Hedge Fund.

Do not use this form in respect of a Public Fund, which instead requires an application for registration of the Fund with the DFSA by submission of Form AFN CIR F1—Registration of a Public Fund.

On receipt of this form (CIR F2), the DFSA may, as appropriate, request a copy of the Prospectus of the Private Fund or any other information to provide further clarification.

Applicant's contact person for this notification  
Position/title  
Correspondence address  
Telephone / fax number:  
E-mail address  

Notes for completing this form

•   This form should be completed by the Operator of the Private Fund to which this notification relates, and submitted to the DFSA at least 14 days prior to the initial offer of Units in the Private Fund (or subsequent issue or offer in respect of a closed-ended Fund).
•   The form should be submitted for the attention of the Operator's normal supervisory contact at the DFSA, to the address given at the back of the form.
•   Defined terms are identified throughout this application form by the capitalisation of the initial letter of a word or phrase and are defined in the Glossary module (GLO) of the DFSA's Rulebook.
•   All financial information must be given in US dollars, together with a statement of the original currency used (if relevant) and the exchange rate applied for conversion.
•   Questions must be answered fully and the use of abbreviations or acronyms should be avoided or defined.
•   Do not leave any questions blank. If a question is not applicable this should be indicated in the response section.
•   Answers must be typed in electronic format and the form must be signed by the Compliance Officer, Senior Executive Officer, or a Director/Partner of the Authorised Firm that is operating Private Fund.

Contents

Section Title
1 Operator information
2 Private Fund information
3 Payment of Fees
4 Declaration
5 Attachments