9.3.13 Guidance

1. An Authorised Firm should explain clearly in its notification:
a. the reasons for it not meeting its NSFR Requirement;
b. measures that have been taken and will be taken to ensure it meets its NSFR Requirement; and
c. its expectations regarding the potential duration of the situation.
2. An Authorised Firm that makes a notification should discuss with the DFSA what, if any, further steps it should take to deal with the situation.
Derived from DFSA RM209/2017 (Made 25th October 2017). [VER30/01-18]