A person who:
(a) does an act or thing that the person is prohibited from doing by or under this Law or by the Rules;
(b) does not do an act or thing that the person is required or directed to do by or under this Law or by the Rules;
(c) otherwise contravenes a provision of this Law or the Rules;
commits a contravention of this Law or the Rules, as the case may be, by virtue of Article 85 of the Regulatory Law 2004.