33. Admission of Securities to an Official List of Securities
(1) An Authorised Market Institution or the DFSA may grant admission of
Securities to an Official List of Securities maintained by it only where it is
satisfied that such admission is in accordance with the requirements in this Law
and the Rules made for the purposes of that Law.
(2) Where a person applies to have Securities admitted to an Official List of
Securities maintained by an Authorised Market Institution or the DFSA, the
Authorised Market Institution or the DFSA, as is relevant, shall notify the
applicant in writing of its decision in relation to the application for admission of
Securities to the Official List of Securities.
(3) Where a person has any Securities included in an Official List of Securities,
such Securities shall be admitted to trading on an Authorised Market Institution
as soon as possible.
(4) Where any Securities included in an Official List of Securities are not admitted
to trading in accordance with the requirement in Article 33(3), such Securities
shall be removed from the Official List of Securities.
(5) A person shall not have any Securities admitted to an Official List of Securities
unless those Securities are also admitted to trading on an Authorised Market
Institution.
(6) The DFSA may, by Rules, prescribe any circumstances in which Securities
admitted to an Official List of Securities need not comply with the requirement
in Article 33(3).