Skip to main content
  • About us

    Go Back

    • Who we are
      • The DFSA
      • Governance
      • How we regulate
      • International Assessment
      • Corporate Social Responsibility
    • Our structure
      • Board of Directors
      • Executive Team
      • Financial Markets Tribunal
    • DFSA Journey
  • What we do

    Go Back

    • AML, CTF & Sanctions Compliance
      • Summary
      • Regulatory Framework
      • Supervisory Methodology
      • Overview of DFSA AML/CTF & Sanctions Obligations
      • Standard-Setters / International Organisations Followed
    • Authorisation Services
      • Overview
      • Authorised Firms
      • Authorised Individuals
      • Authorised Market Institutions
      • Registered Auditors
      • Registered DNFBPs
      • Getting Help
      • Expanding Your Business
    • Collective Investment Funds
    • DFSA Listing Authority
      • Checklists
      • Forms
      • Approved Documents
      • Disclosure Database
      • Regulatory Announcement Services
      • Official List of Securities
      • Knowledge Base
      • Delisted Securities
    • Enforcement
      • About Enforcement
      • Regulatory Actions
    • International Relations
      • How We Regulate
      • International Assessment
    • Policy, Strategy and Risk
    • Recognition
      • About Recognition
      • Recognised Bodies
      • Recognised Members
    • Supervision
      • About Supervision
      • Audit Supervision
      • Cyber Risk Supervision
      • Insurance Supervision
      • Operational & Technology Risk Supervision
  • Laws & rules

    Go Back

    • Legal Resources
      • Legislation
      • Consultation Papers
      • Policy Statements
      • Amendments to Legislation
    • DFSA Rulebook
    • DFSA Administered Law
  • Public Register
  • Resources

    Go Back

    • Consumer
      • Investment Guide
      • Complaints
    • Regulatory
      • Consultation Papers
      • Discussion Papers
      • Laws and Rules
      • System Reporting
      • Guides & Handbooks
      • Speeches & Presentations
      • FAQs
      • Forms
      • Checklists
      • Fees
    • Publications & Reports
      • Annual Report
      • DFSA in Action
      • Business Plan
      • Thematic Reviews
      • Stakeholder Surveys
      • Markets Publications
      • SEO Letters
      • Audit Reports
    • DFSA Alerts
      • Alerts
      • How to avoid being scammed
  • News
  • E-portal Login
  • Make an enquiry
DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
  • About us
    • Who we are
      • The DFSA
      • Governance
      • How we regulate
      • International Assessment
      • Corporate Social Responsibility
    • Our structure
      • Board of Directors
      • Executive Team
      • Financial Markets Tribunal
    • DFSA Journey
  • Laws & rules
    • Legal Resources
      • Legislation
      • Consultation Papers
      • Policy Statements
      • Amendments to Legislation
    • DFSA Rulebook
    • DFSA Administered Law
  • What we do
    • AML, CTF & Sanctions Compliance
      • Summary
      • Regulatory Framework
      • Supervisory Methodology
      • Overview of DFSA AML/CTF & Sanctions Obligations
      • Standard-Setters / International Organisations Followed
    • Authorisation Services
      • Overview
      • Authorised Firms
      • Authorised Individuals
      • Authorised Market Institutions
      • Registered Auditors
      • Registered DNFBPs
      • Getting Help
      • Expanding Your Business
    • Collective Investment Funds
    • DFSA Listing Authority
      • Checklists
      • Forms
      • Approved Documents
      • Disclosure Database
      • Regulatory Announcement Services
      • Official List of Securities
      • Knowledge Base
      • Delisted Securities
    • Enforcement
      • About Enforcement
      • Regulatory Actions
    • International Relations
      • How We Regulate
      • International Assessment
    • Policy, Strategy and Risk
    • Recognition
      • About Recognition
      • Recognised Bodies
      • Recognised Members
    • Supervision
      • About Supervision
      • Audit Supervision
      • Cyber Risk Supervision
      • Insurance Supervision
      • Operational & Technology Risk Supervision
  • Public register
  • Resources
    • Consumer
      • Investment Guide
      • Complaints
    • Regulatory
      • Consultation Papers
      • Discussion Papers
      • Laws and Rules
      • System Reporting
      • Guides & Handbooks
      • Speeches & Presentations
      • FAQs
      • Forms
      • Checklists
      • Fees
    • Publications & Reports
      • Annual Report
      • DFSA in Action
      • Business Plan
      • Thematic Reviews
      • Stakeholder Surveys
      • Markets Publications
      • SEO Letters
      • Audit Reports
    • DFSA Alerts
      • Alerts
      • How to avoid being scammed
  • News
  • EN
  • عربي
Make an enquiry
E-portal Login
DFSA DFSA
  • EN
  • عربي
DFSA Rulebook

Main navigation

  • Browse Contents
  • View Updates
  • Search

Dubai Financial Services Authority (DFSA)

  • Dubai Financial Services Authority (DFSA)
    • Laws
    • Recognised Jurisdictions and Funds
    • Declaration Notices
    • Financial Markets Tribunal
    • Archive
    • Rulebook Modules
    • Sourcebook Modules
    • Consultation Papers
    • Policy Statements
    • DFSA Codes of Practice
    • Amendments to Legislation
    • Media Releases
    • Notices
      • Waivers and Modification Notices
        • 2020
        • 2019
        • 2018
        • 2017
        • 2016
        • 2015
        • 2014
        • 2013
        • 2012
        • 2011
        • 2010
        • 2009
        • 2008
        • 2007
        • 2006
        • 2005
        • Archive
          • 2015
          • 2014
          • 2013
            • W214/2013 CIR — ICD-Brookfield Management Limited
            • W222/2013 GEN — Union Bank of India
            • W231/2013 GEN — Bank of Baroda
            • W241/2013 GEN — ICAP Securities Limited
            • W243/2013 GEN — Clements (Dubai) Limited
            • W246/2013 GEN — ICAP Energy Limited (DIFC Branch)
            • W212/2013 GEN — KPI Ahli Chartered Accountants
            • W218/2013 GEN — Usamah Tabbarah & Co - Nexia International
            • W230/2013 GEN — Moore Stephens, Chartered Accountants
          • 2012
          • 2011
          • 2010
          • 2009
          • 2008
          • 2007
          • 2006
          • 2005
          • 2004
Entire section Custom print Link Text Only Rich Text Print

Location:

Breadcrumb

  1. Dubai Financial Services Authority (DFSA)
  2. Notices
  3. Waivers and Modification Notices
  4. Archive
  5. 2013
  Versions

 
‹ W355/2014 GEN — ICAP Energy Limited (DIFC Branch) W214/2013 CIR — ICD-Brookfield Management Limited ›

2013

  • W214/2013 CIR — ICD-Brookfield Management Limited
  • W222/2013 GEN — Union Bank of India
  • W231/2013 GEN — Bank of Baroda
  • W241/2013 GEN — ICAP Securities Limited
  • W243/2013 GEN — Clements (Dubai) Limited
  • W246/2013 GEN — ICAP Energy Limited (DIFC Branch)
  • W212/2013 GEN — KPI Ahli Chartered Accountants
  • W218/2013 GEN — Usamah Tabbarah & Co - Nexia International
  • W230/2013 GEN — Moore Stephens, Chartered Accountants
‹ W355/2014 GEN — ICAP Energy Limited (DIFC Branch) W214/2013 CIR — ICD-Brookfield Management Limited ›
DFSA
  • About
  • Contact Us
  • Data Protection
  • Sitemap
  • Legal Disclaimer
  • Careers
  • RSS Feed

  • © 2020 DFSA refers to the Dubai Financial Services Authority, a body established under Dubai law as the independent regulator of financial services and related activities for the DIFC.