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DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
  • About us
    • Who we are
      • The DFSA
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      • How we regulate
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  • What we do
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      • Summary
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      • Overview of DFSA AML/CTF & Sanctions Obligations
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      • Delisted Securities
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Dubai Financial Services Authority (DFSA)

  • Dubai Financial Services Authority (DFSA)
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      • 2007
        • 17 December 2007 — DFSA Licenses Assicurazioni Generali S.p.A as an Authorised Firm
        • 16 December 2007 — DFSA Licenses Toscafund Global Limited as an Authorised Firm
        • 16 December 2007 — DFSA Licenses Wedge Alternatives Limited as an Authorised Firm
        • 13 December 2007 — EPRS Notification
        • 13 December 2007 — DFSA Licenses SinoGulf (DIFC) Limited as an Authorised Firm
        • 11 December 2007 — DFSA Issues its Hedge Fund Code of Practice
        • 11 December 2007 — Notice of Amendments to the Rulebook and the Sourcebook
        • 09 December 2007 — DFSA Licenses ING Investment Management (Dubai) Limited as an Authorised Firm
        • 06 December 2007 — DFSA Licenses Waqf Trust Services Limited as an Authorised Firm
        • 05 December 2007 — DFSA Licenses Société Générale Bank & Trust as an Authorised Firm
        • 05 December 2007 — DFSA Licenses Societe Generale as an Authorised Firm
        • 04 December 2007 — DFSA Releases Key Policy Review Consultation Paper
        • 29 November 2007 — Notice of Amendments to the Rulebook
        • 29 November 2007 — DFSA Hosts International Regulators
        • 27 November 2007 — DFSA Licenses MAC Capital Limited as an Authorised Firm
        • 27 November 2007 — DFSA Licenses ES Bankers (Dubai) Limited as an Authorised Firm
        • 27 November 2007 — DFSA Licenses Menafactors Limited as an Authorised Firm
        • 21 November 2007 — DFSA bans private bankers for mis-selling investments
        • 18 November 2007 — DFSA’s Securities Regulation Receives Highly Positive IMF-World Bank Assessment
        • 18 November 2007 — DFSA Licenses Gulf National Securities Centre International Limited as an Authorised Firm
        • 15 November 2007 — DFSA Licenses 200th Regulated Firm within DIFC
        • 14 November 2007 — DFSA Wins Best Regulator Award
        • 12 November 2007 — DFSA Licenses Antarctica Asset Management (Middle East) Limited as an Authorised Firm
        • 12 November 2007 — DFSA and Financial Services Agency of Japan agree terms of co-operation
        • 11 November 2007 — DFSA registers Lawrence Graham LLP as an Ancillary Service Provider
        • 08 November 2007 — DFSA Licenses HSBC Middle East Leasing Partnership as an Authorised Firm
        • 06 November 2007 — DFSA Licenses Tokio Marine Middle East Limited as an Authorised Firm
        • 05 November 2007 — DFSA registers Patton Boggs LLP as an Ancillary Service Provider
        • 04 November 2007 — DFSA registers Brandford-Griffith & Associés as an Ancillary Service Provider
        • 04 November 2007 — DFSA registers Gibson, Dunn & Crutcher LLP as an Ancillary Service Provider
        • 01 November 2007 — Changes in the Frequency and Scope of On-site Risk Assessments for Low-Risk Firms
        • 28 October 2007 — DFSA Licenses GAM (Dubai) Limited as an Authorised Firm
        • 23 October 2007 — DFSA enters into Memorandum of Understanding with United States Banking Supervisors
        • 18 October 2007 — DFSA Licenses Daman Quattro Limited as an Authorised Firm
        • 10 October 2007 — DFSA Licenses HDG Mansur (Dubai) Limited as an Authorised Firm
        • 27 September 2007 — DFSA registers Allied Gulf Lawyers Limited Liability Partnership as an Ancillary Service Provider
        • 27 September 2007 — DFSA Licenses Kaupthing Bank hf. as an Authorised Firm
        • 27 September 2007 — DFSA Licenses Makaseb Islamic Capital Limited as an Authorised Firm
        • 25 September 2007 — DFSA Licenses Fimat International Banque SA (Dubai Branch) as an Authorised Firm
        • 25 September 2007 — DFSA Licenses Flagstone Underwriters Middle East Limited as an Authorised Firm
        • 25 September 2007 — DFSA registers Dixon & Co. Limited Liability Partnership as an Ancillary Service Provider
        • 24 September 2007 — DFSA enters into Memorandum of Understanding with China’s Banking Regulator
        • 18 September 2007 — Results of AML/CTF theme review
        • 15 September 2007 — DFSA enters into Memorandum of Understanding with Capital Market Commission of Greece
        • 13 September 2007 — DFSA Licenses Leebrook Global Investments Limited as an Authorised Firm
        • 11 September 2007 — Notice of Amendments to the Sourcebook and Rulebook
        • 06 September 2007 — DFSA Licenses T & F Tax and Finance (DIFC) Limited as an Authorised Firm
        • 03 September 2007 — DFSA Licenses Commerzbank AG as an Authorised Firm
        • 02 September 2007 — DFSA Licenses The Bank of Tokyo Mitsubishi UFJ, Ltd. as an Authorised Firm
        • 30 August 2007 — DFSA Licenses Gilford Securities Incorporated as an Authorised Firm
        • 27 August 2007 — DFSA withdraws License from Forsyth Companies
        • 22 August 2007 — DFSA enters into new co-operative arrangements with banking regulators in Jordan and Turkey
        • 22 August 2007 — DFSA Issues 'Show Cause' Notice to Forsyth Partners Global Distributors Limited
        • 12 August 2007 — Alert — Bill Parker Agency
        • 09 August 2007 — DFSA Licenses Guggenheim Capital Markets, LLC as an Authorised Firm
        • 06 August 2007 — DFSA enters into Memoranda of Understanding with counterpart in Iceland
        • 02 August 2007 — DFSA Licenses Rasmala CBD Asset Management Limited as an Authorised Firm
        • 02 August 2007 — DFSA Licenses Louvre Fund Advisors (Middle East) Limited as an Authorised Firm
        • 31 July 2007 — DFSA Accepts Enforceable Undertaking
        • 25 July 2007 — DFSA Licenses Tabarak Partners LLP as an Authorised Firm
        • 23 July 2007 — Notice of new forms for existing Authorised Firms
        • 12 July 2007 — DFSA Licenses Pioneer Investcorp International Limited as an Authorised Firm
        • 11 July 2007 — DFSA Licenses Alliance Specialty Underwriters Limited as an Authorised Firm
        • 09 July 2007 — Notice of Consultation Paper
        • 04 July 2007 — DFSA releases draft Hedge Fund Code
        • 04 July 2007 — DFSA releases draft Hedge Fund Code
        • 03 July 2007 — Notice of Consultation Papers
        • 28 June 2007 — DFSA Enforcement Alert — Fraudulent Documents
        • 28 June 2007 — Notice of Rule and Guidance Amendments
        • 28 June 2007 — Notice of Consultation Paper
        • 24 June 2007 — DFSA Licenses Mizuho Corporate Bank, Ltd. as an Authorised Firm
        • 18 June 2007 — DFSA Licenses Gulf Fund Management Limited as an Authorised Firm
        • 13 June 2007 — DFSA Registers Denton Wilde Sapte & Co as an Ancillary Service Provider
        • 13 June 2007 — DFSA Registers Simmons & Simmons as an Ancillary Service Provider
        • 10 June 2007 — Senior Appointments at the DFSA
        • 30 May 2007 — Notice of Rule Amendments
        • 27 May 2007 — DFSA Licenses CALYON as an Authorised Firm
        • 24 May 2007 — DFSA licenses ARQAAM CAPITAL LIMITED as an Authorised Firm
        • 22 May 2007 — DFSA Licenses elseco limited as an Authorised Firm
        • 18 May 2007 — DFSA Licenses GFS Investments (Middle East) Limited as an Authorised Firm
        • 16 May 2007 — David Knott, DFSA Chief Executive, Speech at the IFSB Submit
        • 10 May 2007 — Notice of Rule Amendments
        • 10 May 2007 — Victorian Treasurer Visits DIFC
        • 09 May 2007 — DFSA Registers Lovells (Middle East) LLP as an Ancillary Service Provider
        • 09 May 2007 — Consultation Paper No.46 issued for public comment
        • 07 May 2007 — Mr. Abdulla Saleh succeeds Dr. Habib Al Mulla as DFSA Chairman
        • 06 May 2007 — DFSA Licenses Alternative Investment Strategies Management (Dubai) Limited as an Authorised Firm
        • 03 May 2007 — DFSA Obtains Final Orders in Dubai Options Exchange Matter
        • 03 May 2007 — DFSA Obtains Final Orders in Dubai Options Exchange Matter
        • 02 May 2007 — DFSA enters into Memoranda of Understanding with Counterparts in Switzerland and Luxembourg
        • 30 April 2007 — UN Security Council Resolutions and sanctions: Al-Qaida and Taliban
        • 26 April 2007 — DFSA Licenses DME and Recognises NYMEX as Clearing House
        • 20 April 2007 — DFSA Licenses Wallich & Matthes (Dubai) Limited as an Authorised firm
        • 18 April 2007 — DFSA Again Warns Investors Against Unlicensed Investment Website Operations
        • 16 April 2007 — Dr. Habib Al Mulla Chairman Calls for Effective Trade and Professional Bodies to Develop Standards for Professionals and Firms
        • 12 April 2007 — DFSA Licenses Daiwa Securities SMBC Europe Limited as an Authorised firm
        • 11 April 2007 — DFSA Licenses VP Wealth Management (Middle East) Limited as an Authorised Firm
        • 10 April 2007 — DFSA Obtains Interim Injunctions to Stop Internet Fraud
        • 10 April 2007 — DFSA Obtains Interim Injunctions to Stop Internet Fraud
        • 05 April 2007 — DFSA Licenses AIG Global Investment Corp (Middle East) Limited as an Authorised Firm
        • 03 April 2007 — DFSA Receives Award for Innovations in Islamic Finance
        • 02 April 2007 — DFSA Licenses Killik & Co as an Authorised firm
        • 02 April 2007 — DFSA Licenses UTI Bank Limited as an Authorised firm
        • 30 March 2007 — DFSA Licenses Daman Securities International Limited as an Authorised firm
        • 28 March 2007 — DFSA Consults on Insurance Rules
        • 27 March 2007 — DFSA enters into Memorandum of Understanding with Bank Negara Malaysia
        • 27 March 2007 — DFSA enters into mutual recognition agreement with Malaysian Securities Commission to facilitate cross-border flows of Islamic Investment Funds
        • 26 March 2007 — DFSA Chairman Calls On All Markets To Draw On Success Of Major Financial Centres To Boost Shareholder Confidence
        • 22 March 2007 — DFSA grants recognition to Eurex Frankfurt AG
        • 21 March 2007 — DFSA Licenses Al Arabi Capital Limited as an Authorised firm
        • 21 March 2007 — Consultation Paper 44 issued for public comment
        • 19 March 2007 — DFSA Licenses Lancashire Marketing Services (Middle East) Limited as an Authorised Firm
        • 16 March 2007 — DFSA enters into Memorandum of Understanding with Guernsey Financial Services Commission
        • 07 March 2007 — Consultation Paper No.45 Issued for Public Comment
        • 07 March 2007 — DFSA Enters into Memorandum of Understanding with Netherlands Financial Markets Authority
        • 01 March 2007 — DFSA Licenses Unicontrol Commodity Finance Limited as an Authorised Firm
        • 26 February 2007 — DFSA Licenses MIF (Middle East) Limited as an Authorised Firm
        • 26 February 2007 — DFSA signs MoU with New Zealand Securities Commission
        • 25 February 2007 — Enforcement alert — Internet Fraud Warning
        • 19 February 2007 — DFSA Licenses Commander Asset Management Limited as an Authorised Firm
        • 18 February 2007 — Malaysian Arrests Follow DFSA Internet Investigation
        • 15 February 2007 — Dubai Financial Services Authority (DFSA) busts internet fraud
        • 14 February 2007 — DFSA Licenses Goodhealth Worldwide Limited as an Authorised Firm
        • 13 February 2007 — Notice of Rule Amendments — Definition of Day
        • 13 February 2007 — DFSA Welcomes Leading Insurance Regulators to Dubai
        • 07 February 2007 — DFSA Licenses Tufton Oceanic (Middle East) Limited as an Authorised Firm
        • 07 February 2007 — DFSA Registers Moore Stephens Chartered Accountants as an Auditor
        • 06 February 2007 — DFSA Registers Russell Bedford (Dubai) Limited as an Auditor
        • 05 February 2007 — DFSA Licenses Convergence Capital Limited as an Authorised firm
        • 01 February 2007 — DFSA Registers Herbert Smith LLP as an Ancillary Service Provider
        • 01 February 2007 — DFSA Registers King & Spalding LLP as an Ancillary Service Provider
        • 29 January 2007 — DFSA Registers Ashok Kapur & Associates Limited as an Auditor
        • 24 January 2007 — Amended — DFSA Rulebook
        • 17 January 2007 — DFSA Registers Grant Thornton Limited Liability Partnership as an Auditor
        • 17 January 2007 — DFSA Registers AGN MAK Limited as an Auditor
        • 15 January 2007 — Senior Appointment at Dubai Financial Services Authority (DFSA)
        • 14 January 2007 — DFSA Licenses Merrill Lynch International as an Authorised Firm
        • 14 January 2007 — Dubai Financial Services Authority (DFSA) Obtains Final Court Orders Against Patrick Lochrie and David Carruthers
        • 12 January 2007 — DFSA Licenses E*TRADE Securities Limited as an Authorised Firm
        • 10 January 2007 — Consultation Paper 42 issued for public comment
        • 09 January 2007 — DFSA Licenses Lucros Capital Advisors Limited as an authorised firm
        • 09 January 2007 — DFSA Licenses Duke Equity Limited as an Authorised Firm
        • 04 January 2007 — DFSA Licenses Allianz SE (Dubai Branch) as an Authorized Firm
      • 2006
      • 2005
      • 2004
    • Notices
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  3. 2007
  4. 16 December 2007 — DFSA Licenses Toscafund Global Limited as an Authorised Firm
  Versions

 
‹ 17 December 2007 — DFSA Licenses Assicurazioni Generali S.p.A as an Authorised Firm 16 December 2007 — DFSA Licenses Wedge Alternatives Limited as an Authorised Firm ›

16 December 2007 — DFSA Licenses Toscafund Global Limited as an Authorised Firm

The Dubai Financial Services Authority (DFSA) has Licensed Toscafund Global Limited as an Authorised Firm in the Dubai International Financial Centre (DIFC).

‹ 17 December 2007 — DFSA Licenses Assicurazioni Generali S.p.A as an Authorised Firm 16 December 2007 — DFSA Licenses Wedge Alternatives Limited as an Authorised Firm ›
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