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10-8-1

Article 75(1)(a)(iv) of the Regulatory Law 2004 permits the DFSA to prohibit an Authorised Person from using a particular name or description in relation to its business. It is a strong power that the DFSA will use if it considers that a prohibition is necessary in order to ensure customers, Authorised Persons or the financial system are not adversely affected.

Derived from Notice of Updates (Made 14th July 2015). July 2015 Edition