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10-4-4

Under Article 75(1)(a)(iv) of the Regulatory Law 2004, the DFSA has a power to prohibit an Authorised Person from "using a particular name or description in respect of the Authorised Person". Under Article 75(1)(a)(v) of the Regulatory Law, the DFSA can also prohibit an Authorised Person from "using a particular name for a Fund or sub-fund of a Fund".

Derived from Notice of Updates (Made 14th July 2015). July 2015 Edition