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DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
  • About us
    • Who we are
      • The DFSA
      • Governance
      • How we regulate
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      • Executive Team
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    • DFSA Rulebook
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  • What we do
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      • Summary
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      • Overview of DFSA AML/CTF & Sanctions Obligations
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      • Delisted Securities
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      • How We Regulate
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Dubai Financial Services Authority (DFSA)

  • Dubai Financial Services Authority (DFSA)
    • Laws
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      • 2007
        • 17 December 2007 — DFSA Licenses Assicurazioni Generali S.p.A as an Authorised Firm
        • 16 December 2007 — DFSA Licenses Toscafund Global Limited as an Authorised Firm
        • 16 December 2007 — DFSA Licenses Wedge Alternatives Limited as an Authorised Firm
        • 13 December 2007 — EPRS Notification
        • 13 December 2007 — DFSA Licenses SinoGulf (DIFC) Limited as an Authorised Firm
        • 11 December 2007 — DFSA Issues its Hedge Fund Code of Practice
        • 11 December 2007 — Notice of Amendments to the Rulebook and the Sourcebook
        • 09 December 2007 — DFSA Licenses ING Investment Management (Dubai) Limited as an Authorised Firm
        • 06 December 2007 — DFSA Licenses Waqf Trust Services Limited as an Authorised Firm
        • 05 December 2007 — DFSA Licenses Société Générale Bank & Trust as an Authorised Firm
        • 05 December 2007 — DFSA Licenses Societe Generale as an Authorised Firm
        • 04 December 2007 — DFSA Releases Key Policy Review Consultation Paper
        • 29 November 2007 — Notice of Amendments to the Rulebook
        • 29 November 2007 — DFSA Hosts International Regulators
        • 27 November 2007 — DFSA Licenses MAC Capital Limited as an Authorised Firm
        • 27 November 2007 — DFSA Licenses ES Bankers (Dubai) Limited as an Authorised Firm
        • 27 November 2007 — DFSA Licenses Menafactors Limited as an Authorised Firm
        • 21 November 2007 — DFSA bans private bankers for mis-selling investments
        • 18 November 2007 — DFSA’s Securities Regulation Receives Highly Positive IMF-World Bank Assessment
        • 18 November 2007 — DFSA Licenses Gulf National Securities Centre International Limited as an Authorised Firm
        • 15 November 2007 — DFSA Licenses 200th Regulated Firm within DIFC
        • 14 November 2007 — DFSA Wins Best Regulator Award
        • 12 November 2007 — DFSA Licenses Antarctica Asset Management (Middle East) Limited as an Authorised Firm
        • 12 November 2007 — DFSA and Financial Services Agency of Japan agree terms of co-operation
        • 11 November 2007 — DFSA registers Lawrence Graham LLP as an Ancillary Service Provider
        • 08 November 2007 — DFSA Licenses HSBC Middle East Leasing Partnership as an Authorised Firm
        • 06 November 2007 — DFSA Licenses Tokio Marine Middle East Limited as an Authorised Firm
        • 05 November 2007 — DFSA registers Patton Boggs LLP as an Ancillary Service Provider
        • 04 November 2007 — DFSA registers Brandford-Griffith & Associés as an Ancillary Service Provider
        • 04 November 2007 — DFSA registers Gibson, Dunn & Crutcher LLP as an Ancillary Service Provider
        • 01 November 2007 — Changes in the Frequency and Scope of On-site Risk Assessments for Low-Risk Firms
        • 28 October 2007 — DFSA Licenses GAM (Dubai) Limited as an Authorised Firm
        • 23 October 2007 — DFSA enters into Memorandum of Understanding with United States Banking Supervisors
        • 18 October 2007 — DFSA Licenses Daman Quattro Limited as an Authorised Firm
        • 10 October 2007 — DFSA Licenses HDG Mansur (Dubai) Limited as an Authorised Firm
        • 27 September 2007 — DFSA registers Allied Gulf Lawyers Limited Liability Partnership as an Ancillary Service Provider
        • 27 September 2007 — DFSA Licenses Kaupthing Bank hf. as an Authorised Firm
        • 27 September 2007 — DFSA Licenses Makaseb Islamic Capital Limited as an Authorised Firm
        • 25 September 2007 — DFSA Licenses Fimat International Banque SA (Dubai Branch) as an Authorised Firm
        • 25 September 2007 — DFSA Licenses Flagstone Underwriters Middle East Limited as an Authorised Firm
        • 25 September 2007 — DFSA registers Dixon & Co. Limited Liability Partnership as an Ancillary Service Provider
        • 24 September 2007 — DFSA enters into Memorandum of Understanding with China’s Banking Regulator
        • 18 September 2007 — Results of AML/CTF theme review
        • 15 September 2007 — DFSA enters into Memorandum of Understanding with Capital Market Commission of Greece
        • 13 September 2007 — DFSA Licenses Leebrook Global Investments Limited as an Authorised Firm
        • 11 September 2007 — Notice of Amendments to the Sourcebook and Rulebook
        • 06 September 2007 — DFSA Licenses T & F Tax and Finance (DIFC) Limited as an Authorised Firm
        • 03 September 2007 — DFSA Licenses Commerzbank AG as an Authorised Firm
        • 02 September 2007 — DFSA Licenses The Bank of Tokyo Mitsubishi UFJ, Ltd. as an Authorised Firm
        • 30 August 2007 — DFSA Licenses Gilford Securities Incorporated as an Authorised Firm
        • 27 August 2007 — DFSA withdraws License from Forsyth Companies
        • 22 August 2007 — DFSA enters into new co-operative arrangements with banking regulators in Jordan and Turkey
        • 22 August 2007 — DFSA Issues 'Show Cause' Notice to Forsyth Partners Global Distributors Limited
        • 12 August 2007 — Alert — Bill Parker Agency
        • 09 August 2007 — DFSA Licenses Guggenheim Capital Markets, LLC as an Authorised Firm
        • 06 August 2007 — DFSA enters into Memoranda of Understanding with counterpart in Iceland
        • 02 August 2007 — DFSA Licenses Rasmala CBD Asset Management Limited as an Authorised Firm
        • 02 August 2007 — DFSA Licenses Louvre Fund Advisors (Middle East) Limited as an Authorised Firm
        • 31 July 2007 — DFSA Accepts Enforceable Undertaking
        • 25 July 2007 — DFSA Licenses Tabarak Partners LLP as an Authorised Firm
        • 23 July 2007 — Notice of new forms for existing Authorised Firms
        • 12 July 2007 — DFSA Licenses Pioneer Investcorp International Limited as an Authorised Firm
        • 11 July 2007 — DFSA Licenses Alliance Specialty Underwriters Limited as an Authorised Firm
        • 09 July 2007 — Notice of Consultation Paper
        • 04 July 2007 — DFSA releases draft Hedge Fund Code
        • 04 July 2007 — DFSA releases draft Hedge Fund Code
        • 03 July 2007 — Notice of Consultation Papers
        • 28 June 2007 — DFSA Enforcement Alert — Fraudulent Documents
        • 28 June 2007 — Notice of Rule and Guidance Amendments
        • 28 June 2007 — Notice of Consultation Paper
        • 24 June 2007 — DFSA Licenses Mizuho Corporate Bank, Ltd. as an Authorised Firm
        • 18 June 2007 — DFSA Licenses Gulf Fund Management Limited as an Authorised Firm
        • 13 June 2007 — DFSA Registers Denton Wilde Sapte & Co as an Ancillary Service Provider
        • 13 June 2007 — DFSA Registers Simmons & Simmons as an Ancillary Service Provider
        • 10 June 2007 — Senior Appointments at the DFSA
        • 30 May 2007 — Notice of Rule Amendments
        • 27 May 2007 — DFSA Licenses CALYON as an Authorised Firm
        • 24 May 2007 — DFSA licenses ARQAAM CAPITAL LIMITED as an Authorised Firm
        • 22 May 2007 — DFSA Licenses elseco limited as an Authorised Firm
        • 18 May 2007 — DFSA Licenses GFS Investments (Middle East) Limited as an Authorised Firm
        • 16 May 2007 — David Knott, DFSA Chief Executive, Speech at the IFSB Submit
        • 10 May 2007 — Notice of Rule Amendments
        • 10 May 2007 — Victorian Treasurer Visits DIFC
        • 09 May 2007 — DFSA Registers Lovells (Middle East) LLP as an Ancillary Service Provider
        • 09 May 2007 — Consultation Paper No.46 issued for public comment
        • 07 May 2007 — Mr. Abdulla Saleh succeeds Dr. Habib Al Mulla as DFSA Chairman
        • 06 May 2007 — DFSA Licenses Alternative Investment Strategies Management (Dubai) Limited as an Authorised Firm
        • 03 May 2007 — DFSA Obtains Final Orders in Dubai Options Exchange Matter
        • 03 May 2007 — DFSA Obtains Final Orders in Dubai Options Exchange Matter
        • 02 May 2007 — DFSA enters into Memoranda of Understanding with Counterparts in Switzerland and Luxembourg
        • 30 April 2007 — UN Security Council Resolutions and sanctions: Al-Qaida and Taliban
        • 26 April 2007 — DFSA Licenses DME and Recognises NYMEX as Clearing House
        • 20 April 2007 — DFSA Licenses Wallich & Matthes (Dubai) Limited as an Authorised firm
        • 18 April 2007 — DFSA Again Warns Investors Against Unlicensed Investment Website Operations
        • 16 April 2007 — Dr. Habib Al Mulla Chairman Calls for Effective Trade and Professional Bodies to Develop Standards for Professionals and Firms
        • 12 April 2007 — DFSA Licenses Daiwa Securities SMBC Europe Limited as an Authorised firm
        • 11 April 2007 — DFSA Licenses VP Wealth Management (Middle East) Limited as an Authorised Firm
        • 10 April 2007 — DFSA Obtains Interim Injunctions to Stop Internet Fraud
        • 10 April 2007 — DFSA Obtains Interim Injunctions to Stop Internet Fraud
        • 05 April 2007 — DFSA Licenses AIG Global Investment Corp (Middle East) Limited as an Authorised Firm
        • 03 April 2007 — DFSA Receives Award for Innovations in Islamic Finance
        • 02 April 2007 — DFSA Licenses Killik & Co as an Authorised firm
        • 02 April 2007 — DFSA Licenses UTI Bank Limited as an Authorised firm
        • 30 March 2007 — DFSA Licenses Daman Securities International Limited as an Authorised firm
        • 28 March 2007 — DFSA Consults on Insurance Rules
        • 27 March 2007 — DFSA enters into Memorandum of Understanding with Bank Negara Malaysia
        • 27 March 2007 — DFSA enters into mutual recognition agreement with Malaysian Securities Commission to facilitate cross-border flows of Islamic Investment Funds
        • 26 March 2007 — DFSA Chairman Calls On All Markets To Draw On Success Of Major Financial Centres To Boost Shareholder Confidence
        • 22 March 2007 — DFSA grants recognition to Eurex Frankfurt AG
        • 21 March 2007 — DFSA Licenses Al Arabi Capital Limited as an Authorised firm
        • 21 March 2007 — Consultation Paper 44 issued for public comment
        • 19 March 2007 — DFSA Licenses Lancashire Marketing Services (Middle East) Limited as an Authorised Firm
        • 16 March 2007 — DFSA enters into Memorandum of Understanding with Guernsey Financial Services Commission
        • 07 March 2007 — Consultation Paper No.45 Issued for Public Comment
        • 07 March 2007 — DFSA Enters into Memorandum of Understanding with Netherlands Financial Markets Authority
        • 01 March 2007 — DFSA Licenses Unicontrol Commodity Finance Limited as an Authorised Firm
        • 26 February 2007 — DFSA Licenses MIF (Middle East) Limited as an Authorised Firm
        • 26 February 2007 — DFSA signs MoU with New Zealand Securities Commission
        • 25 February 2007 — Enforcement alert — Internet Fraud Warning
        • 19 February 2007 — DFSA Licenses Commander Asset Management Limited as an Authorised Firm
        • 18 February 2007 — Malaysian Arrests Follow DFSA Internet Investigation
        • 15 February 2007 — Dubai Financial Services Authority (DFSA) busts internet fraud
        • 14 February 2007 — DFSA Licenses Goodhealth Worldwide Limited as an Authorised Firm
        • 13 February 2007 — Notice of Rule Amendments — Definition of Day
        • 13 February 2007 — DFSA Welcomes Leading Insurance Regulators to Dubai
        • 07 February 2007 — DFSA Licenses Tufton Oceanic (Middle East) Limited as an Authorised Firm
        • 07 February 2007 — DFSA Registers Moore Stephens Chartered Accountants as an Auditor
        • 06 February 2007 — DFSA Registers Russell Bedford (Dubai) Limited as an Auditor
        • 05 February 2007 — DFSA Licenses Convergence Capital Limited as an Authorised firm
        • 01 February 2007 — DFSA Registers Herbert Smith LLP as an Ancillary Service Provider
        • 01 February 2007 — DFSA Registers King & Spalding LLP as an Ancillary Service Provider
        • 29 January 2007 — DFSA Registers Ashok Kapur & Associates Limited as an Auditor
        • 24 January 2007 — Amended — DFSA Rulebook
        • 17 January 2007 — DFSA Registers Grant Thornton Limited Liability Partnership as an Auditor
        • 17 January 2007 — DFSA Registers AGN MAK Limited as an Auditor
        • 15 January 2007 — Senior Appointment at Dubai Financial Services Authority (DFSA)
        • 14 January 2007 — DFSA Licenses Merrill Lynch International as an Authorised Firm
        • 14 January 2007 — Dubai Financial Services Authority (DFSA) Obtains Final Court Orders Against Patrick Lochrie and David Carruthers
        • 12 January 2007 — DFSA Licenses E*TRADE Securities Limited as an Authorised Firm
        • 10 January 2007 — Consultation Paper 42 issued for public comment
        • 09 January 2007 — DFSA Licenses Lucros Capital Advisors Limited as an authorised firm
        • 09 January 2007 — DFSA Licenses Duke Equity Limited as an Authorised Firm
        • 04 January 2007 — DFSA Licenses Allianz SE (Dubai Branch) as an Authorized Firm
      • 2006
      • 2005
      • 2004
    • Notices
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  1. Dubai Financial Services Authority (DFSA)
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  4. 02 April 2007 — DFSA Licenses Killik & Co as an Authorised firm
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‹ 03 April 2007 — DFSA Receives Award for Innovations in Islamic Finance 02 April 2007 — DFSA Licenses UTI Bank Limited as an Authorised firm ›

02 April 2007 — DFSA Licenses Killik & Co as an Authorised firm

The Dubai Financial Services Authority (DFSA) has licensed Killik & Co as an Authorised Firm in the Dubai International Financial Centre (DIFC).

‹ 03 April 2007 — DFSA Receives Award for Innovations in Islamic Finance 02 April 2007 — DFSA Licenses UTI Bank Limited as an Authorised firm ›
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